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HR MATTERS E-TIPS
THIS WEEK’S E-TIP: Direct Threat Standard and the ADA
Published by Personnel Policy Service, Inc.
"Your Policy and Compliance Experts Since 1972"
 
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THIS WEEK’S E-TIP: Direct Threat Standard and the ADA
 

Do you know how, and when, to apply the ADA’s “direct threat”
standard? Be careful – its use is narrowly restricted and cannot be
applied in many situations.
 
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THIS WEEK’S E-TIP: Direct Threat Standard and the ADA

Most employers understand the basic requirements of the Americans
with Disabilities Act (ADA). Under that law, employers with 15 or more
employees may not discriminate against qualified individuals who have
disabilities and may have to accommodate them to allow them to perform
the essential functions of their jobs. (Free download of ADA model
policy
.)

However, the ADA statute allows you to refuse to hire, or to terminate or
demote, a disabled individual who poses a “direct threat” to the health or
safety of other employees, customers, or the public. The ADA
regulations also extend the direct threat defense to include danger to the
disabled individual. But, the statute and regulations define the threat in
such a limited manner and impose so many burdens that most
employers are not able to invoke the standard except in extreme
circumstances.

* Direct Threat is Difficult to Prove *

Very simply put, the direct threat standard is difficult to meet. First, you
must be able to show that there is a significant risk of substantial harm to
the health or safety of the disabled individual or others. Second, you
must be able to demonstrate that the threat cannot be eliminated or
reduced by reasonable accommodation. Finally, your determination that
an individual poses a direct threat must be based on reasonable medical
judgment that relies on the most current medical knowledge available
and that takes into account:

1. The duration of the risk;
2. The nature and severity of the potential harm;
3. The likelihood that the potential harm will occur; and
4. The imminence of potential harm.

The Supreme Court, in Chevron U.S.A. v. Echazabal, 536 U.S. 73
(2002), explained the standard. In that case, the Court determined that
the standard does not allow employers to rely on general stereotypes to
deny a disabled person a job. Instead, employers must engage in an
individual assessment that considers many factors including the disabled
worker’s ability to perform the job and the medical evidence supporting
the direct threat decision.

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Similarly, in Bragdon v. Abbott, 524 U.S. 624 (1998), the Court pointed
out that a good faith belief that the risk is significant is not enough to
meet the standard. The determination of “significant risk” must be based
on a medical or other objective or scientific belief.

 
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Many other courts have attempted to apply the standard, and their
decisions show that a high level of threat is necessary to invoke it. For
example, the Eleventh Circuit, in Waddell v. Valley Forge Dental
Associates, Inc., 276 F.3d 1275 (11th Cir. 2001), cert. denied, 535 U.S.
1096 (2002), determined that a dental practice did not violate the ADA
when it terminated a hygienist who was HIV-positive. The court
concluded that the employee posed a significant risk of HIV transmission
to his patients. It based its decision on several factors, including the fact
that a dental hygienist could cut or prick his finger while performing a
procedure in a patient’s mouth. The court noted that reliable medical
opinion indicated that, if such an event occurred, the hygienist could
expose a patient to HIV.

In contrast, in Lovejoy-Wilson v. NOCO Motor Fuel, Inc., 263 F.3d 208
(2d Cir. 2001), the Second Circuit found that the employer could not
show that an employee with epilepsy who worked in a convenience store
posed a direct threat to herself or others. The employer did not provide
any evidence that the employee failed to perform her job duties or
caused harm to others because of her epilepsy. And, at the same time,
her doctor indicated that she did not pose a threat to herself or others
and could perform the job.

* Limit Use of Direct Threat Standard *

As these court cases demonstrate, most employers will have a hard time
meeting the “direct threat” standard. Clearly, to invoke it, you must be
able to show an immediate and serious threat of harm to the employee
or to others. And, in addition, you have to be able to show that you
cannot reduce the harm by providing a reasonable accommodation.

If you plan to rely on the direct threat standard (free download of ADA
model policy
), you should be prepared to back up your decision with
clear, factual, and objective evidence that shows a high probability of
substantial harm to the individual or others. This evidence should be
supported by current medical and scientific rationale. Remember,
generalized or paternalistic fears about the person’s health will not hold
up in court. Make sure, too, that you document what accommodations
you considered and why they did not sufficiently minimize the risk. If you
work through these procedures carefully, you will strengthen your
chances of complying with the ADA’s tough direct threat standard.
 
^^^^^^^^^^^^^^^^^ From Your HR Matters E-Tips Editors ^^^^^^^^^^^^^^^^^^^^^^^

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Subscribers to the Personnel Policy Manual (print/online) and HR Policy Answers on
CD can find more information about the direct threat standard under the
ADA in Serious Diseases, Chapter 203A, note 8.

Not a subscriber? If you would like to order one of our policy chapters,
go to: http://www.hrpolicyanswers.com.

If you have any questions, please call us at 1-800-437-3735. We'll be happy to help you.
 
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Information provided in HR Matters E-Tips is researched and reviewed
by the HR experts at Personnel Policy Service as well as employment
law attorneys. However, it is not intended as legal advice. Readers are
encouraged to seek appropriate legal or other professional advice.

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