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HR MATTERS E-TIPS
THIS WEEK'S E-TIP: ADA Medical Inquiries (Part 2 of 2)
June 13, 2006, Volume 8, No. 24
Published by Personnel Policy Service, Inc.
"Your Policy and Compliance Experts Since 1972"
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THIS WEEK'S E-TIP: ADA Medical Inquiries (Part 2 of 2)

Last week's E-Tips addressed the ADA's restrictions on job applicants
and medical inquiries. This week's E-Tips discusses what you can, and
cannot, ask current employees. Plus, you'll get three tips to help you
make sure you do not ask inappropriate, or even illegal, medical
questions.
 
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THIS WEEK'S E-TIP: ADA Medical Inquiries (Part 2 of 2)

The ADA is more than just a disability discrimination and accommodation
law. It also limits what you can ask applicants and employees about
their medical conditions, even if they are not disabled.

In last week's E-Tips, you learned what medical inquiries employers can
and cannot ask at the preemployment and post-offer stages. (If you
missed that issue, please click here for a copy
.)

This week's E-Tips explains the restrictions on current employees and
medical examinations and provides three tips to help you comply with the
ADA's requirements.

* Employees and Medical Inquiries *

Current employees arguably are subject to even greater protections from
medical inquiries and examinations than applicants. Under the ADA, you
may require an employee to answer medical inquiries or take a medical
examination only if you can show that the inquiries or examination are
"job-related and consistent with business necessity." What that phrase
means has been the subject of debate, since neither the ADA nor the
regulations define it.

According to an EEOC guidance, a medical inquiry or examination of an
employee is considered job-related and consistent with business
necessity when:
  1. An employee is having difficulty performing the job effectively,
    such as when the employee falls asleep on the job, is absent
    excessively, or the quantity or quality of work declines.
  2. An employee is injured or becomes ill and a question is raised
    about the employee's ability to perform the essential functions of the job.
  3. An employee requests an accommodation for an alleged
    disability.
  4. The employer reasonably believes that an employee's medical
    condition will cause the employee to pose a direct threat.
  5. The employer is given information by a credible third party that
    an employee has a medical condition, or the employer observes
    symptoms indicating an employee may have a medical condition that will
    impair his ability to perform the essential job duties or will pose a direct
    threat.
  6. The inquiry or examination is required by law, such as medical
    examinations required by OSHA or the Department of Transportation
    regulations governing interstate bus and truck drivers, railroad engineers,
    and airline pilots.

Practically speaking, the ADA's limitations mean that if you cannot meet
one of the above criteria, you cannot test employees for any specific
serious diseases or require employees to report that they have any
serious diseases. The ADA does allow you to conduct voluntary medical
examinations as part of an employee health or wellness program.
However, participation in the program truly must be voluntary and the
information obtained kept in a confidential medical file, separate from
other personnel information (like all other employee medical information).

* Reporting Legal Drug Use *

Most employers are understandably concerned about the use of
prescription and over-the-counter drugs that may impair an employee's
ability to perform work safely and effectively. However, you should not
have a blanket requirement that employees report the use of all
medications since this restriction would not be considered job-related
and consistent with business necessity.

Instead, you should require only the reporting of medications that could
affect the employee's ability to perform work safely or correctly. (Note
that the EEOC, in a guidance, appears to take a more limited approach
and has indicated that an employer may ask only employees in "public
safety" positions to disclose when they are using prescription drugs if the
use would affect or impair their ability to perform their jobs. However,
neither the ADA nor its regulations specifically prohibit employers from
asking other employees not involved in public safety about legal drug
use that might affect job performance.) In addition, you can suggest that
employees ask their doctor or pharmacist about possible effects of
medications and, on that basis, determine whether they should inform
the employer.

 
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* Review Your Medical Inquiry and Examination Process *

How concerned should you be about violating the ADA's medical inquiry
requirements? As a practical matter, you are not likely to be sued just
because you make improper medical inquiries of your applicants or
employees. (Though you should note that a few courts have found
employers liable for monetary damages based on solely the employer's
inappropriate medical inquiries, even though no discrimination took
place.)

However, if you are sued by a disabled applicant or employee, your
medical inquiries and examinations likely will be subject to scrutiny and
can be used as evidence of ADA violations. In addition, intrusive
medical questioning, unrelated to job performance, can alienate
applicants and employees and lead to employee relations problems.

So to protect against ADA liability, you should:
  1. Review your employment application forms and standard pre-
    offer interview questions to make sure they do not contain medical
    inquiries.
  2. Limit post-offer medical inquiries to necessary, job-related
    information only. As discussed above, the assumption could be made
    that unnecessary medical information is used, or will be used, in your
    decision-making.
  3. Train managers about the ADA's limits on medical inquiries of
    both applicants and employees so that they do not ask inappropriate
    questions or make decisions improperly based on medical information.
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Subscribers to the Personnel Policy Manual and HR Policy Answers on
CD can find more information employee medical inquiries in Medical
Procedures
, Chapter 203, note 10.
 
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